• Steve Brooks

    Steve Brooks

    Financial Advisor
    3212 South Glenstone
    Springfield, MO 65804
    Phone: 417.841.4386


    Steve knows that every investor has different reasons to invest, depending on the life stage and personal financial goals. He keeps the financial planning process simple by helping clients:

    • Assess current financial situation
    • Define and prioritize personal and financial goals
    • Determine personal tolerance for risk

    Once these three steps are complete, Steve will present a comprehensive financial plan for your review. When your plan is finalized and adopted, he will periodically invite you to review the plan’s progress toward reaching your goals. When prudent, Steve will suggest modifications to the plan due to changes in your personal situation and / or economic conditions.

    Born in Kansas City, Steve grew up in Springfield and returned home after graduating from the University of Missouri. He lives in University Heights where he and his wife, Linda Regan raised two children, Katie and Tim. A long-time member of the Rotary Club of Springfield Southeast, Steve has been active in community organizations, including the United Way and his neighborhood association. Steve recently replaced years of jogging with cycling and spinning. He is an avid fan of the St. Louis Cardinals, the Mizzou Tigers, and the Missouri State basketball Bears.

    In today’s complex and ever changing financial marketplace, it’s important to prepare for the future. Call, email or stop by Steve’s office to schedule a consultation. Get started on your journey to financial independence today.


  • Registered representative of INVEST Financial Corporation, member FINRAicon-External-Link  /SIPC icon-External-Link. INVEST and its affiliated insurance agencies offer securities, advisory services, and certain insurance products and are not affiliated with any other entities named. Products and services offered through INVEST *Are not FDIC insured *are not guaranteed by any Bank* may lose value.

    This website may contain concepts that have legal, accounting and tax implications. It is not intended to provide legal, accounting, or tax advice. You may wish to consult an attorney, tax advisor, or accountant regarding your specific situation. No representations are made as to the accuracy of the information contained herein or any information contained in any link provided herein.

    INVEST Financial Corporation's Privacy Policyicon-External-Link

    Important Consumer Information:
    This site is for informational purposes only and is not intended to be a solicitation or offering of any security and;

    1. Representatives of a broker-dealer ("BD") or investment advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, the state; or (b) are excluded or exempted from the state's licensure requirements.
    2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve (a) affecting, or attempting to affect, transactions in securities; or (b) rendering personalized investment advice for compensation.


    INVEST Financial Corporation's Privacy Policyicon-External-Link

    http://finra.complinet.com  icon-External-Link

    http://www.msrb.org/Rules-and-Interpretations.aspx icon-External-Link

  • 114160 (2015.02.06)